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Regulated Entities

Australian licensed entity

All investment products carry risk and is not suitable for all investors. The value of your investment may go down as well as up, which means you could get back less than your original amount put in. Options trading carries high level of risk and you should only trade with money you can afford to lose. Please ensure you fully understand the risks involved and seek independent advice if necessary. Past performance is no guarantee of future results. Information provided by Tiger Brokers (AU) Pty Limited, “TBAU”, is not advice and has been prepared without taking into account your objectives, financial situation or needs. You should consider its appropriateness for your circumstances.

Tiger Brokers (AU) Pty Limited, ABN 12 007 268 386, is licensed and regulated by Australian Securities and Investment Commission (ASIC), Australian Financial Services Licence no. 300767 (AFSL).

Please ensure you have read and understand the financial service guide, risk disclosure statements, relevant product disclosure statements and target market determinations, terms and conditions and other disclosure and legal documents before making any investment.

The material on this site is for information purpose only and does not constitute an offer to sell, a solicitation to buy, a recommendation or endorsement for any financial product or strategy, nor does it constitute an offer to provide financial product advice by TBAU. TBAU and its affiliates make no guarantee as to the accuracy or completeness of the views expressed on this website.

The information provided by TBAU and this site is not for residents outside Australia and is not intended for distribution to, or use by, any person in any country or jurisdiction where such distribution or use would be contrary to local law or regulation.

WEALTHN LLC

Wealthn LLC is a registered investment advisor with the SEC (No.: 801-114105) and regulated by the SEC.

TRADEUP SECURITIES, INC.

TradeUP Securities, Inc. is a licensed entity registered with the SEC (No.: 8-36754), member of the FINRA (CRD: 18483), member of the SIPC, member of the Depository Trust Company (DTC) and the National Securities Clearing Corporation (NSCC), and regulated by FINRA and SEC.

TIGER BROKERS (HK) GLOBAL LIMITED

Tiger Brokers (HK) Global Limited (CE Reference: BMU940) is licensed by Hong Kong Securities and Futures Commission and is authorized to carry Type I (Dealing in Securities) and Type II (Dealing in Futures Contracts) regulated activities in Hong Kong.

US TIGER SECURITIES, INC.

US Tiger Securities, Inc. is a broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) (No.: 8-65324), member of the Financial Industry Regulatory Authority (FINRA) (CRD: 120583), member of the Securities Investor Protection Corporation (SIPC), and regulated by FINRA and SEC.

TIGER BROKERS (NZ) LIMITED (TBNZ)

Tiger Brokers (NZ) Limited (NZCN: 5838590) is a client money and property service provider under the Financial Markets Conduct Act 2013. TBNZ complies with the custodian obligations under the Financial Markets Conduct Regulations 2014, including the appointment of an independent auditor to undertake a statutory client funds assurance report each year, a copy of which is provided to the NZ Financial Markets Authority.

TIGER BROKERS (SINGAPORE) PTE. LTD.

Tiger Brokers (Singapore) Pte. Ltd. (Reg. No. 201810449W) is licensed and regulated by the Monetary Authority of Singapore and is authorised to operate in Singapore and for avoidance of doubt, is not authorised to operate in any other country. Tiger Brokers (Singapore) Pte. Ltd. does not solicit investors or market services in other jurisdictions such as China, Malaysia, and Vietnam. Products and services from Tiger Brokers (Singapore) Pte. Ltd. are offered in Singapore and The content and materials published on this website is for information only and should not be regarded shall not be deemed as an offer, invitation, or solicitation, recommendation or advice to buy, sell, subscribe or dispose of any investment products, financial instruments or other financial services. to conduct business in any other jurisdiction.

TIGER FINTECH (NZ) LIMITED (TFNZ)

Tiger Fintech (NZ) Limited (NZCN: 8187510) is a client money and property service provider under the Financial Markets Conduct Act 2013. TFNZ complies with the custodian obligations under the Financial Markets Conduct Regulations 2014, including the appointment of an independent auditor to undertake a statutory client funds assurance report each year, a copy of which is provided to the NZ Financial Markets Authority.