1. U.S. OTC Securities Introduction

OTC stands for Over-the-Counter, which refers to trading that takes place outside an exchange. 

 

OTC Securities trading generally involves a high degree of risk and it may not be suitable for all investors. It is generally for high risk-tolerance investors to trades stocks with limited public information and regulatory oversight. 

 

You should consider the suitability of trading OTC Securities based on your financial position, investment objectives and needs, and you may want to seek professional advice before making an investment decision on OTC securities trading. 

Before trading, please ensure you have read and understand the Risk Disclosure Statement for OTC Securities. 

2. Tradable OTC Underlying

TBAU enables its clients to trade certain OTC Securities only, and not all OTC Securities are available to trade. Currently, the following OTC Securities are offered to trade:

Symbol

Name

DIDIY

DiDi Global Inc 

LKNCY

Luckin Coffee Inc

TCEHY

Tencent Holdings Limited

SEII

Sharing Economy International Inc

BYDDY

BYD Company Limited

PKKFF

Tenet Fintech Group Inc

MPNGY

Meituan

HLLPF

Hello Pal International Inc

EZOO

Ezagoo Ltd

CTKYY

 CooTek Cayman Inc

AFIIQ

Armstrong Flooring Inc

LVMUY

LVMH Moet Hennessy Louis Vuitton 

GNCA

Genocea Biosciences Inc

HESAY

Hermes International SA

FNMAJ

Fannie Mae

IOGPQ

Ion Geophysical Corp

NWBO

Northwest Biotherapeutics, Inc

ILUS

Ilustrato Pictures International Inc

MMTLP

Meta Materials Inc

ADYEY

Adyen N.V. 

Note: the list of product offering may change from time to time without prior notice.

3. Minimum Trading Unit

1 Share

4. Brokerage

Please refer to US. Stocks & ETF brokerage for pricing details.

5. Trading Hours

Regular trading hours: between 9:30am and 16:00pm US Eastern Standard Time

Pre-market and extended trading are not available.

 On half trading day, the trading hours will last from 9:30am to 14:00pm US Eastern Standard Time.

6. Available Order Types and Limitation

You should note that due to volatile nature of OTC Securities, currently you may only place limit price orders and stop-loss limit orders when trading OTC Securities, and the available order types may be updated from time to time without prior notice to you. You must understand that your order may be delayed due to large order volume.

 

 
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